Equity trading - PDFSEARCH.IO - Document Search Engine

Equity trading
Results: 422

#	Item
321	Minder Cheng Managing Director Global Head of Equity & ~ u r r & i Trading[removed]Fremont Street, San Francisco, CA 94105 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-03-16 14:18:55 Financial services Funds Financial markets Soft dollar Exchange-traded fund Index fund Active management Mutual fund Market timing Financial economics Investment Finance
322	Equity Trading and the Allocation of Market Data Revenue ∗ Cecilia Caglio Federal Reserve Board of Governors 20th Street and Constitution Avenue, NW Washington, DC 20551 Add to Reading List Source URL: www.federalreserve.gov Language: English - Date: 2012-12-21 15:52:07 Finance Self-regulatory organizations Stock market United States Securities and Exchange Commission United States securities law Regulation NMS Consolidated Tape Association Electronic communication network Direct Edge Financial economics Financial markets Investment
323	Australian Cash Equity Market ASX Equity Market Turnover Average Total Market Capitalisation and Liquidity[removed]to[removed],800 Add to Reading List Source URL: www.asx.com.au Language: English - Date: 2013-03-06 19:28:58 Australian Securities Exchange Stock market Economy of New South Wales S&P/ASX 200 Financial markets Order S&P/ASX 20 Algorithmic trading Warrant Economy of Australia Financial economics Economy of Oceania
324	Bank Date of Exam Charter # Add to Reading List Source URL: www.dob.texas.gov Language: English - Date: 2014-03-20 12:27:13 Common law Equity Fiduciary Audit committee Internal audit Custodial account Insider trading Law Auditing Corporate governance
325	Microsoft Word - Document1 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-01-28 22:04:20 Finance Corporate finance Equity securities Day trading Option Stock High-frequency trading Binary options trading platform Financial economics Stock market Investment
326	 G. Swap Market Information 1. Please identify major organized markets and electronic execution facilities (and the Swaps-related regulator(s) for each) for the trading of Swaps. The trading of Swaps in Brazil is don Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-29 15:35:52 Interest rates Currency swap Swap Interest rate swap Credit default swap Equity swap Banco do Brasil Derivative BM&F Bovespa Financial economics Finance Investment
327	February 22, 2011 David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-23 07:38:01 United States housing bubble Systemic risk Credit default swap Derivative Swap Interest rate swap Basel III Equity swap Mark-to-market accounting Financial economics Finance Economics
328	Financing America’s Economy[removed]PENNSYLVANIA AVE., NW SUITE 500 SOUTH WASHINGTON, DC[removed]TEL[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-10-17 15:07:15 Swap Interest rate swap De minimis Derivative Equity swap Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission Commodity swap Notional amount Financial economics Finance Financial system
329	OTC Trading: Description of Non-ATS OTC Trading in National Market System Stocks LAURA TUTTLE 1 March 2014 This paper is the second in a series of white papers that investigate off-exchange trading of Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-03-18 13:56:12 Financial markets Finance Equity securities Alternative Trading Systems Over-the-counter Order Electronic communication network Algorithmic trading Equity trading Financial economics Stock market Investment
330	RULES OF TENNESSEE DEPARTMENT OF INSURANCE INSURANCE DIVISION CHAPTER[removed]RULES AND REGULATIONS CONCERNING THE INSIDER TRADING OF EQUITY Add to Reading List Source URL: www.state.tn.us Language: English - Date: 2013-01-02 12:28:24 Financial system Investment Insider trading Stock market Security Economics

UPDATE